Introduction to Advanced Music Theory
Advanced music theory builds upon foundational concepts to explore sophisticated harmonic relationships, complex rhythmic structures, and nuanced analytical frameworks. This level of theoretical understanding enables composers, performers, and analysts to grasp the intricate mechanisms behind musical expression across different styles and periods. Advanced theory reveals how music creates expectations, generates tension and release, and communicates emotion through organized sound. Whether approaching music from a traditional Western perspective, studying non-Western systems, or exploring contemporary approaches, advanced theoretical concepts provide powerful tools for deeper musical understanding and creative expression.
Advanced Harmonic Concepts
Extended Tertian Harmony
- Ninth Chords: 1-3-5-7-9 (C9: C-E-G-Bb-D)
- Eleventh Chords: 1-3-5-7-9-11 (C11: C-E-G-Bb-D-F)
- Thirteenth Chords: 1-3-5-7-9-11-13 (C13: C-E-G-Bb-D-F-A)
- Available Tensions: 9, #9, b9, #11, 13, b13 applied to different chord qualities
- Altered Dominant Chords: V7(b9), V7(#9), V7(#11), V7(b13), V7alt
Non-Tertian Harmony
- Quartal Harmony: Chords built in perfect 4ths (C-F-Bb-Eb)
- Quintal Harmony: Chords built in perfect 5ths (C-G-D-A)
- Secundal Harmony: Chords built in 2nds (C-D-E-F)
- Polychords: Two or more chords superimposed (C/F# = C major over F# major)
- Tone Clusters: Groups of adjacent notes (C-C#-D or F-F#-G-G#)
Advanced Chord Functions and Substitutions
Dominant Substitutions:
- Tritone Substitution: bII7 for V7 (Db7 for G7 in C major)
- Secondary Dominants: V7/X (D7 as V7/V in C major)
- Extended Dominants: Chain of dominants resolving by descending 5ths
- Backdoor Progression: bVII7-I (Bb7-C in C major)
- Substitute Dominants: vii°7, V7(b9), III7 in minor
Functional Interchange:
- Modal Interchange: Borrowing chords from parallel modes
- Chromatic Mediants: Chords whose roots are a third apart with one common tone
- Common-Tone Diminished Seventh: Passing chord sharing a tone with surrounding harmonies
- Augmented Sixth Chords: It+6, Fr+6, Ger+6 resolving to V or I⁶₄
Advanced Cadential Formulas:
- Plagal Cadence with Modal Mixture: iv-I
- Expanded Cadential Progression: I-IV-V-vi-I⁶₄-V7-I
- Phrygian Half Cadence: iv⁶-V in minor
- Deceptive Cadential Extensions: V7-vi-IV-I⁶₄-V7-I
Harmonic Analysis Systems
Roman Numeral Analysis Extensions:
- Figured Bass Additions: V⁷⁄₂, I⁶⁄₄⁄₃
- Secondary Function Notation: V7/vi, vii°7/V
- Tonicization vs. Modulation Distinctions: Temporary vs. structural shifts
Jazz Chord Symbol Conventions:
- Chord Quality Indicators: Δ, -, °, ø, +
- Tensions and Alterations: C7(#9,b13), FΔ7(#11)
- Slash Chord Notation: C/E, Fmaj7/G
- Polychord Notation: G/B♭
Schenkerian Analysis Concepts:
- Foreground, Middleground, Background: Hierarchical levels of structure
- Urlinie: Fundamental descending melodic line (typically 3̂-2̂-1̂, 5̂-4̂-3̂-2̂-1̂, or 8̂-7̂-6̂-5̂-4̂-3̂-2̂-1̂)
- Ursatz: Combination of Urlinie and Bassbrechung (bass arpeggiation)
- Prolongation: Techniques extending a harmonic area
Complex Rhythmic Concepts
Polyrhythms and Polymeters
- Common Polyrhythms: 2:3, 3:4, 4:5, 5:8
- Nested Polyrhythms: (2:3):4, compound groupings
- Cross-Rhythms: Implied rhythmic patterns against the meter
- Polymeters: Simultaneous different meters (3/4 against 4/4)
- Metric Modulation: Shifting the pulse based on rhythmic subdivision relationships
Asymmetrical and Compound Meters
- Odd Meters: 5/8, 7/8, 11/8, 13/8
- Mixed Meters: Alternating meter signatures (3/4 + 2/4 + 3/4)
- Balkan/Bulgarian Rhythms: 7/8 (2+2+3), 11/16 (4+3+4)
- Additive Meters: Conceptualizing asymmetrical meters as combinations of simple groups
- Isochronous vs. Non-isochronous Meters: Equal vs. unequal beat division
Advanced Rhythmic Devices
- Hemiola: Three beats in the space of two, or two in the space of three
- Metric Displacement: Shifting a rhythmic pattern against the established meter
- Rhythmic Augmentation/Diminution: Doubling or halving note values
- Phasing: Gradual shifting of identical patterns (Reich technique)
- Tempo Modulations: Precise transitions between tempos based on common subdivisions
Form and Structural Analysis
Advanced Classical Forms
| Form | Core Structure | Distinguishing Features | Example Works |
|---|---|---|---|
| Sonata Form | Exposition (Primary Theme, Transition, Secondary Theme, Closing) – Development – Recapitulation – Coda | Tonal opposition and resolution, thematic development | Beethoven: Symphony No. 5, 1st mvt |
| Rondo Forms | A-B-A-C-A-D-A or A-B-A-C-A | Recurring main theme with contrasting episodes | Mozart: Piano Sonata K.331, 3rd mvt |
| Variation Form | Theme A – A’ – A” – A”’ etc. | Progressive transformations of theme while maintaining core elements | Beethoven: Diabelli Variations |
| Fugue | Exposition (Subject entries) – Episodes – Middle Entries – Final Entries | Imitative counterpoint, subject transformations | Bach: Well-Tempered Clavier |
Advanced Formal Techniques:
- Telescoping: Overlapping of formal sections
- Interpolation: Insertion of unexpected material within established forms
- Truncation: Shortening expected formal units
- Expansion: Extending formal sections through various techniques
- Nested Forms: Forms within forms (sonata within sonata)
Post-Tonal Organizational Structures
- Moment Form: Discontinuous, self-contained sections (Stockhausen)
- Mobile Form: Variable ordering of sections (Boulez)
- Process-Based Forms: Gradual transformation through defined procedures (Reich)
- Stochastic Forms: Probability-controlled structures (Xenakis)
- Open Forms: Performer-determined structures (Cage)
Analytical Approaches to Popular Music Forms
- Verse-Chorus Expansions: Pre-chorus, post-chorus, bridge, outro
- AABA Song Form: 32-bar form common in jazz standards
- 12-Bar Blues Variations: Extensions, substitutions, turnarounds
- Sectional Analysis: Intro, verse, chorus, bridge, solo, breakdown, outro
- Melodic/Lyrical Correspondence: Relationship between text and formal structure
Advanced Melodic Concepts
Melodic Development Techniques
- Motivic Transformation: Inversion, retrograde, augmentation, diminution, fragmentation
- Thematic Metamorphosis: Progressive transformation of themes (Liszt, Berlioz)
- Developing Variation: Continuous modification of material (Brahms, Schoenberg)
- Cellular Construction: Building melodies from small intervallic cells
- Sequence Types: Real, tonal, modified, chromaticized
Non-Western Melodic Systems
- Raga (Indian): Ascending/descending patterns, characteristic phrases, emotional associations
- Maqam (Arabic): Microtonal inflections, tetrachords, characteristic gestures
- Pathet (Javanese): Melodic contours, pathways, and focal tones
- Japanese In/Yo Scales: Pentatonic patterns with specific expressive functions
- African Call-and-Response: Antiphonal structures, leader-group interaction
Advanced Jazz Melodic Concepts
- Bebop Lines: Chromatic approach tones, enclosures, delayed resolution
- Upper Structure Triads: Superimposing triads over different bass notes
- Side-Slipping: Temporary movement to related or parallel keys
- Pentatonic Substitutions: Using alternative pentatonic scales over chord progressions
- Coltrane Changes: Melodic navigation of descending major thirds progressions
Advanced Scales and Modes
Extended Modal Systems
- Ecclesiastical Modes: Ionian, Dorian, Phrygian, Lydian, Mixolydian, Aeolian, Locrian
- Modal Variants: Harmonic/Melodic Minor Modes, Double Harmonic Modes
- Acoustic Scale (Lydian Dominant): 1-2-3-#4-5-6-b7 (C-D-E-F#-G-A-Bb)
- Altered Scale (Super Locrian): 1-b2-b3-b4-b5-b6-b7 (C-Db-Eb-Fb-Gb-Ab-Bb)
- Neapolitan Scale: 1-b2-b3-4-5-b6-7 (C-Db-Eb-F-G-Ab-B)
Synthetic Scales
- Octatonic (Diminished): Alternating whole and half steps (C-D-Eb-F-Gb-Ab-A-B)
- Whole Tone Scale: Six notes, all whole steps (C-D-E-F#-G#-A#)
- Hexatonic (Augmented): Alternating minor thirds and semitones (C-Db-E-F-Ab-A)
- Prometheus Scale: C-D-E-F#-A-Bb
- Enigmatic Scale: C-Db-E-F#-G#-A#-B
Non-Western Scale Systems
- Pelog and Slendro (Indonesian): 5 and 7-tone scales with unique tuning
- Maqamat (Arabic): Tetrachordal system with microtonal variations
- Bhairav Thaat (Indian): Sa-re♭-Ga-Ma-Pa-Dha♭-Ni
- Hirajoshi (Japanese): 1-2-b3-5-b6 (C-D-Eb-G-Ab)
- Hungarian Minor: 1-2-b3-#4-5-b6-7 (C-D-Eb-F#-G-Ab-B)
Advanced Counterpoint
Species Counterpoint Extensions
- Multi-Voice Textures: 3, 4, and 5-part writing techniques
- Double Counterpoint: Counterpoint invertible at different intervals
- Triple Counterpoint: Three lines designed to be mutually invertible
- Invertible Counterpoint at the 10th and 12th: Beyond octave inversion
- Cantus Firmus Techniques: Different placement of the fixed melody
Fugal Techniques
- Subject Transformations: Augmentation, diminution, inversion, retrograde
- Stretto: Overlapping subject entries
- Counter-Exposition: Second round of subject statements in new keys
- Pedal Point: Sustained tone (often dominant or tonic) under moving voices
- False Entries: Partial statement of subject, often for deceptive purposes
Advanced Contrapuntal Devices
- Canon: Strict imitation techniques (finite, infinite, spiral, crab)
- Quodlibet: Simultaneous combination of multiple different melodies
- Invertible Counterpoint: Writing that functions when voices swap positions
- Mensuration Canon: Simultaneous subject statements at different tempos
- Prolation Canon: Canon where following voices augment or diminish the subject
Post-Tonal Theory
Set Theory Fundamentals
- Pitch Class Sets: Collections of pitch classes
- Normal Form: Most compact arrangement of a set
- Prime Form: Standardized representation for comparison
- Interval Vector: Frequency count of interval classes
- Set Class: Group of sets related by transposition or inversion
Twelve-Tone Technique
- Tone Row (Series): Ordered arrangement of all 12 chromatic pitches
- Matrix Construction: Grid showing all transpositions and inversions
- Row Forms: Prime (P), Retrograde (R), Inversion (I), Retrograde-Inversion (RI)
- Combinatoriality: Rows designed to complement each other
- Derived Rows: Series constructed from smaller sets
Post-Tonal Analytical Concepts
- Centricity: Focus on pitch centers without traditional tonality
- Invariance: Elements unchanged under transformation
- Z-Relation: Sets with identical interval vectors but different structure
- Aggregate Completion: Strategies for using all 12 chromatic pitches
- Partitioning: Dividing 12-tone sets into segments
Tuning Systems and Temperament
Tuning Systems Comparison
| Tuning System | Description | Ratio Examples | Characteristics |
|---|---|---|---|
| Just Intonation | Based on whole-number frequency ratios | 3:2 perfect fifth, 5:4 major third | Pure consonances, variable intervals, key-specific |
| Pythagorean Tuning | Based on perfect fifths (3:2) | 3:2 fifth, 81:64 major third | Pure fifths, wide major thirds, wolf fifth |
| Meantone Temperament | Compromise with better thirds | 5:4 major third (or close), slightly narrow fifths | Good thirds, compromised fifths, limited key range |
| Well Temperament | Unequal temperaments allowing all keys | Varying by specific system | Variable key color, historically authentic for Bach |
| Equal Temperament | 12 equally spaced semitones | 2^(7/12) ≈ 1.498 fifth | All keys equally in-tune/out-of-tune, standard modern tuning |
Microtonal Concepts
- Quarter Tones: 24-tone equal temperament (24-TET)
- 19-TET, 31-TET, 53-TET: Alternative equal divisions of the octave
- Bohlen-Pierce Scale: Division of the tritave (3:1) into 13 steps
- Just Intonation Extensions: Extended ratios using higher harmonics
- Xenharmonic Systems: Non-octave-repeating scales and tunings
Harmonic Series Applications
- Overtone Series: Fundamental and integer multiples
- Undertone Series: Inverse of overtone series
- Spectralism: Composition based on spectral analysis
- Extended Techniques: Multiphonics, overtone singing, harmonics
- Inharmonicity: Non-integer frequency relationships in real instruments
Advanced Orchestration and Timbre
Orchestral Combinations and Techniques
- Timbre Fusion: Blending instruments for composite sounds
- Layering Techniques: Strategic doubling for complex textures
- Emergent Orchestration: Creating new timbres through specific combinations
- Klangfarbenmelodie: Distributing melody across changing instruments
- Micropolyphony: Dense polyphonic textures (Ligeti technique)
Extended Instrumental Techniques
- Strings: Col legno, sul ponticello, sul tasto, harmonics, seagull effect
- Woodwinds: Multiphonics, flutter-tonguing, key clicks, singing while playing
- Brass: Multiphonics, flutter-tonguing, half-valve effects, pitch bends
- Percussion: Prepared instruments, bowing, friction techniques
- Piano: Inside piano techniques, prepared piano, harmonics, clusters
Spectral Composition Techniques
- Harmonic Spectra: Using overtone structures as compositional material
- Inharmonic Spectra: Working with non-harmonic spectra (bells, percussion)
- Spectral Analysis: Translating acoustic analysis into notation
- Frequency Modulation: Applying FM principles to acoustic writing
- Additive/Subtractive Synthesis: Orchestration inspired by synthesis techniques
Advanced Theoretical Concepts by Musical Style
Baroque Theory (1600-1750)
- Thoroughbass (Figured Bass): Numerical shorthand for chord realization
- Doctrine of Affections: Expressing and eliciting specific emotional states
- Rhetoric in Music: Application of oratorical principles to composition
- Dance Forms: Allemande, Courante, Sarabande, Gigue characteristics
- Ornamentation Practices: Trills, mordents, turns, appoggiaturas
Classical Period Theory (1750-1820)
- Phrase Structure: Period structure, sentence structure, hybrid forms
- Melodic Decoration: Passing tones, neighbor tones, suspensions
- Galant Schemata: Stock musical patterns (Romanesca, Fonte, Monte)
- Topic Theory: Musical topics as referential units (hunt, military, pastoral)
- Form-Functional Theory: Initiating, continuing, and concluding functions
Romantic Theory (1820-1900)
- Expanded Tonality: Remote modulations, enharmonic reinterpretation
- Progressive Tonality: Beginning and ending in different keys
- Thematic Transformation: Metamorphosis of themes across movements
- Leitmotif Technique: Character/idea-associated recurring themes
- Programmatic Structures: Music shaped by extra-musical narratives
Jazz Theory Extensions
- Chord-Scale Theory: Relationships between harmonies and improvisation scales
- Guide Tone Lines: Voice-leading through chord changes via 3rds and 7ths
- Contrafacts: New melodies over existing chord progressions
- Rhythm Changes Variations: Modifications of I-VI-II-V progression
- Reharmonization Techniques: Substitution, interpolation, extension
Popular Music Theoretical Concepts
- Harmonic Rhythm: Changing rate of chord progression
- Modal Interchange: Borrowing chords from parallel modes
- Pedal Points: Sustained tones creating tension against changing harmonies
- Hook Theory: Construction and placement of memorable musical elements
- Groove Analysis: Interaction of rhythm section elements
Contemporary Classical Theory (1900-present)
- Post-Tonal Centricity: Focus on pitch centers without functional harmony
- Indeterminacy: Chance operations and performer choice
- Sound Mass: Textural approaches (Ligeti, Xenakis, Penderecki)
- Minimalist Processes: Additive/subtractive processes, phasing, gradual transformation
- Pitch Hierarchy: Non-tonal organizing principles for pitch prominence
Advanced Analysis Methodologies
Neo-Riemannian Theory
- Transformational Operations: P (Parallel), R (Relative), L (Leading-tone)
- Tonnetz: Graphical representation of tonal space
- Harmonic Networks: Mapping chord progressions as transformational paths
- Parsimony: Voice-leading efficiency between harmonies
- Hexatonic and Octatonic Systems: Special collections with transformational properties
Topic Theory and Narrative Analysis
- Topics: Recognizable musical styles with extra-musical associations
- Narrative Archetypes: Comedy, tragedy, irony, romance
- Actantial Analysis: Identifying musical “actors” and their relationships
- Markedness: Opposition between conventional and unconventional elements
- Semiotic Square: Mapping conceptual oppositions in music
Partimento and Schema Theory
- Rule of the Octave: Standard harmonization patterns for scale degrees
- Galant Schemata: Conventional voice-leading patterns (Meyer, Prinner, etc.)
- Formal Schemata: Typical formal patterns in Classical period
- Sequential Patterns: Standardized sequences (Romanesca, Fonte, Monte)
- Cadential Formulas: Standard closing patterns by style period
Resources for Advanced Music Theory
- Books: “The Structure of Atonal Music” (Allen Forte), “A Geometry of Music” (Dmitri Tymoczko), “Tonal Harmony” (Kostka/Payne)
- Journals: Journal of Music Theory, Music Theory Spectrum, Music Analysis
- Software: Sibelius, Finale, MuseScore, Sonic Visualiser, MAX/MSP
- Online Resources: Open Music Theory, Music Theory Online, Society for Music Theory
- Analysis Tools: Set theory calculators, Schenkerian analysis software, spectrum analyzers
Final Tips for Advanced Music Theory Mastery
- Analyze scores and recordings across diverse styles and periods
- Connect theoretical concepts to practical musicianship and composition
- Develop ear training for advanced harmonies and structures
- Explore historical contexts of theoretical developments
- Apply multiple analytical methodologies to the same piece
- Synthesize traditional and contemporary theoretical approaches
- Practice regular composition exercises applying advanced concepts
- Join communities of theorists and analysts for intellectual exchange
